Regulatory Disclosures

Disclaimer

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Disclaimer

Acknowledgement and Acceptance of General Conditions

Your use of, and/or access to, this site constitutes your acceptance and agreement to be bound by and be compliant with the General Conditions including terms, conditions, notices and disclaimers contained in this document. Kaon Capital (Pty) Ltd reserves the right to amend these General Conditions at any time.

You may view this site using your web browser and save an electronic copy, or print out a copy, of parts of this web site solely for your own information, research or study, but only if you keep all Content intact and in the same form as presented on this site (including without limitation all copyright, trade mark and other proprietary notices and all advertisements).
You may not modify copy, reproduce or distribute this content in any way without the authorization in writing by Kaon Capital (Pty) Ltd.

You must not use this site or the information on this site in any manner or for any purpose which is unlawful or in any manner which violates any rights established by Kaon Capital (Pty) Ltd in any and all forms of content supplied on the website.

Ownership of Content

The materials displayed on this site, including without limitation all information, text, materials, graphics, products, names, logos and trademarks (if any) on this site (“Content”) are protected by copyright, trade mark and other intellectual property laws unless expressly indicated otherwise.

Disclaimer and Limitation of Liability

The information contained on this site has been provided without taking into account your investment objectives, financial situation and particular needs. Before making a decision on the basis of any information contained in this site you need to consider, with or without the assistance of a Representative, whether the information is appropriate and in line with your particular investment needs, objectives and financial circumstances.
Kaon Capital (Pty) Ltd nor any of its directors or employees give any representation or warranty as to the reliability, accuracy or completeness of the information, nor do they accept any responsibility arising in any way (including by negligence) for errors in, or omissions from, the information. Kaon Capital (Pty) Ltd disclaim all responsibility for any loss or damage which any person may suffer from accessing information on the website without contact with a Kaon Capital (Pty) Ltd representative to receive further information on any products and services offered before pursuing any of Kaon Capital’s services and products.

Investors should take cognisance of the fact that there are risks involved in buying or selling any financial product. Past performance of a financial product is not necessarily indicative of future performance. The value of financial products can increase as well as decrease over time, depending on the value of the underlying securities and market conditions.
Illustrations, forecasts or hypothetical data are not guaranteed and are provided for illustrative purposes only.

Any available documents do not constitute a solicitation, invitation or investment recommendation. Prior to selecting a financial product or fund, it is recommended that investors seek specialised financial, legal and tax advice.

Regulatory Disclosures

Conflicts of Interest

Kaon Investment Management has adopted and implemented a conflict of interest policy that complies with the provisions of the FAIS Act. The conflict of interest policy is available here. The conflict of interest policy can also be obtained from the Company.

Indemnity Cover

Kaon Investment Management holds Professional Indemnity cover.

Compliance with the Financial Advisory and Intermediary Services (FAIS) Act

Compliance with the FAIS Act is monitored by Outsourced Compliance Services (Pty) Ltd:
Office 203, 139 Greenway, Greenside, Johannesburg, 2193.
Telephone: +27 (0)11 568 0925
e-mail: info@outsourcedcompliance.co.za

Financial Intelligence Centre Act (FICA)

In terms of FICA, Kaon Investment Management is an accountable institution. We are required to identify our prospective clients, verify the given information and keep records of the verifying documents. We are also obliged to report suspicious and unusual transactions that may facilitate money laundering to the authorities.

Complaints

Should you wish to pursue a complaint against a key individual or representative of Kaon Investment Management, you should address the complaint in writing. If you cannot settle your complaint with us, you are entitled to refer it to the office of the FAIS Ombud.

Ombud Contact Details

PO Box 74571, Lynnwood Ridge, 0040
Telephone: 0860324766
e-mail: info@faisombud.co.za
website: www.faisombud.co.za

Company Details

Kaon Investment Management (Pty) Ltd is an authorised Financial Services Provider, licensed in terms of the of the Financial Advisory and Intermediary Services Act, 2002 (FSP 48460).
You should note that there are risks involved in buying or selling any financial product, and past performance of a financial product is not necessarily indicative of the future performance. The value of financial products can increase as well as decrease over time, depending on the value of the underlying securities and market conditions.

Postal Address

PO Box 130102
Bryanston
2074
Gauteng

Telephone
+27 (0)10 005 0833/4/5

Email
compliance@kaoncapital.com

Authorised FAIS Categories

Representatives

Gregory Ronaldson (Key Individual)
Conn O’Donoghue (Representative)

Kaon Capital (Pty) Ltd (reg. 2014/269215/07) is a member of the JSE
Kaon Advisory Services (Pty) Ltd (reg. 2023/844767/07) is a juristic representative of Discovery Life Limited
Kaon Investment Management (Pty) Ltd (reg. 2017/242347/07) is an authorised Financial Services Provider (FSP No. 48460)

Copyright All Rights Reserved © 2025 Kaon Capital

Kaon Capital (Pty) Ltd (reg. 2014/269215/07) is a member of the JSE
Kaon Advisory Services (Pty) Ltd (reg. 2023/844767/07) is a juristic representative of Discovery Life Limited
Kaon Investment Management (Pty) Ltd (reg. 2017/242347/07) is an authorised Financial Services Provider (FSP No. 48460)

Copyright All Rights Reserved © 2025 Kaon Capital

Kaon Capital (Pty) Ltd (reg. 2014/269215/07) is a member of the JSE
Kaon Advisory Services (Pty) Ltd (reg. 2023/844767/07) is a juristic representative of Discovery Life Limited
Kaon Investment Management (Pty) Ltd (reg. 2017/242347/07) is an authorised Financial Services Provider (FSP No. 48460)

Copyright All Rights Reserved © 2025 Kaon Capital